United States. Congress. Senate. Committee on Banking, Housing, and Urban Affairs. Subcommittee on Securities.
No biography available.
Works (25)

The securities and financial markets

Market circuit breakers

Limited Partnership Rollup Reform Act of 1993, S. 424

Reauthorizations for the Securities and Exchange Commission, 1994-95

Abandonment of the private right of action for aiding and abetting securities fraud/staff report on private securities litigation

The status of "Corporate Trades I"

Derivatives disclosure and accounting

The Small Business Incentive Act of 1992

Securities litigation abuses

The Securities Litigation Uniform Standards Act of 1997--S. 1260

The Insider Trading Sanctions Act of 1983

The Treasury-Federal Reserve-SEC report on improper activities in the government securities market

Private litigation under the federal securities laws

Securities litigation reform proposals, S. 240, S. 667, and H.R. 1058

Fees collected under the Securities Act of 1933 and the Securities Exchange Act of 1934

Employee stock options

Social security investment in the securities markets

Reauthorizations for the Securities and Exchange Commission, 1992-94

State and local governments under stress

Legislation to amend the Public Utility Holding Company Act of 1935

The activities of Salomon Brothers, Inc., in treasury bond auctions

SEC oversight of investment advisers

Protection of Shareholders' Rights Act of 1980
![Cover of Legislative proposals to facilitate the Small Business Loan Incentative [sic] Act of 1993](https://covers.openlibrary.org/b/id/4581460-M.jpg)
Legislative proposals to facilitate the Small Business Loan Incentative [sic] Act of 1993

Securities Investor Protection Act of 1991