Capital Markets Law and Compliance

Name: Capital Markets Law and Compliance
Author: Paul Nelson

Cover of Capital Markets Law and Compliance

Popularity 1

MiFID = Markets in Financial Instruments Directive ; actual title : Directive 2004/39/EC of the European Parliament and of the Council of 21 April 2004 on markets in financial instruments.

Capital marketSecuritiesEuropean parliamentFinancial services industrySecurities, great britainBrokersLaw and legislationState supervisionStockbrokersLegal status, laws